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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-11-17
  • OH RA
    APPROVED
    Since 2015-11-17

Branch Locations

5636 Bridgetown Rd Ste F, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthew P. Roth & Co., Cpas Cincinnati OH 01/2002 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2015 Present
Previous Registrations
  • 2011-10-11 → 2015-11-24
    Cincinnati, OH
    Westchester, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2004-02-17 → 2011-10-11
    Kestra Investment Services, Llc
    Cincinnatti, OH
    Cincinnati, OH
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. R&F PROPERTIES, LTD, Cincinnati OH 45211, 01/2000, OWNER/PARTNER, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING 3. MATTHEW P ROTH & CO, CPAS / 4218 Bridgetown Road, Cincinnati OH 45211 / 01/01/2000 / NIR / CPA / 160HR/MO - 160HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-16
  • S63 Uniform Securities Agent State Law Examination
    2002-09-16
Other Names
  • Matt Roth

View on SEC IAPD

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