Arthur Todd Doglione

Current Employers

Alpha Fiduciary

20645 N. Pima Road Suite N-225, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-01-19
AZ	RA	APPROVED	2007-08-22

TX RA
APPROVED_RES

Since 2012-01-19
AZ RA
APPROVED

Since 2007-08-22

Branch Locations

20645 N. Pima Road Suite N-225, Scottsdale, AZ 85255 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Alpha Fiduciary Inc..	Scottsdale	AZ	08/2007	Present

08/2007 → Present

Alpha Fiduciary Inc..

Scottsdale, AZ

Previous Registrations

2010-10-29 → 2012-09-10

Optimal Capital Advisors, Llc

Traverse City, MI
2009-01-06 → 2012-06-27

Wislar Wealth Management, Llc

Hopewell, NJ
2008-01-11 → 2008-01-31

Usf Advisors, Llc

Houston, TX
2006-11-03 → 2007-12-31

Usf Advisors, Llc

Houston, TX
2001-02-06 → 2006-11-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-23
S63	Uniform Securities Agent State Law Examination	1988-08-30

S65 Uniform Investment Adviser Law Examination

1996-05-23
S63 Uniform Securities Agent State Law Examination

1988-08-30

View on SEC IAPD

Current Employers

Alpha Fiduciary

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews