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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-02 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
San Marcos, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
DIATEQ LABS,1611 S RANCHO SANTA FE RD SAN MARCOS, CA 92078 - SHARPENING OF DIAMOND TOOLS USED IN MFG., NOT INVESTMENT RELATED, A SILENT LIMITED PARTNER, NO TITLE, NO DEVOTION OR HOURS, NO DUTIES,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
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