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John Charles Hershock

Thrivent Asset Management, LLC

Minneapolis, MN

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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-09-26
  • MN RA
    APPROVED
    Since 2022-09-26

Branch Locations

901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bic Distributors, Llc Phoenix AZ 09/2016 06/2017
Cantella & Co., Inc. Boston MA 05/2018 08/2018
Flexible Plan Investments Foothill Ranch CA 06/2017 05/2018
Fdx Capital Llc Greenwood Village CO 10/2018 06/2019
Innovation Partners Llc Charlotte NC 04/2021 08/2022
Castle Rock Distributors Llc Foothill Ranch CA 05/2018 08/2022
Thrivent Financial Appleton WI 07/2022 Present
Thrivent Distributors Llc Minneapolis MN 08/2022 Present
  • 09/2016 → 06/2017
    Bic Distributors, Llc
    Phoenix, AZ
  • 05/2018 → 08/2018
    Cantella & Co., Inc.
    Boston, MA
  • 06/2017 → 05/2018
    Flexible Plan Investments
    Foothill Ranch, CA
  • 10/2018 → 06/2019
    Fdx Capital Llc
    Greenwood Village, CO
  • 04/2021 → 08/2022
    Innovation Partners Llc
    Charlotte, NC
  • 05/2018 → 08/2022
    Castle Rock Distributors Llc
    Foothill Ranch, CA
  • 07/2022 → Present
    Thrivent Financial
    Appleton, WI
  • 08/2022 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 1997-12-02
  • S65 Uniform Investment Adviser Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02
Other Names
  • John Charles Hershock
  • John C Hershock

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
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