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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-11-04 |
| TX | RA | APPROVED_RES | 2009-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith | Wellesley Hills | MA | 01/1996 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 01/1996 | Present |
I*2691262, Entity Type: , Name of OBA: A M H, Address: Mashpee, Massachusetts, 02649, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/05/2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-22 |
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