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Leo Fredrick Lauterbach

Wells Fargo Clearing Services, LLC

Cincinnati, OH

Mason, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-02-16
  • OH RA
    APPROVED
    Since 2018-02-16

Branch Locations

8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States

Mason, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Centerville OH 06/2009 02/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2018
Wells Fargo Clearing Services Llc Miamisburg OH 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-29
S65 Uniform Investment Adviser Law Examination 1993-04-15
  • S63 Uniform Securities Agent State Law Examination
    1993-10-29
  • S65 Uniform Investment Adviser Law Examination
    1993-04-15
Other Names
  • Lee Lauterbach
  • Leo Lauterbach

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
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