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Current Employers
Leonard Investment Advisors Inc.

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-02-08
  • OK RA
    APPROVED
    Since 2011-02-08

Branch Locations

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States

1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leonard Investment Advisors Inc Oklahoma OK 01/2011 Present
B.B. Graham & Co. Orange CA 12/2014 Present
Previous Registrations
  • 2009-06-01 → 2011-01-21
    Edmond, OK
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Edmond, OK
  • 2005-11-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Edmond, OK
    Edmond, OK
  • 2005-07-06 → 2005-10-31
    Chase Investment Services Corp.
    Okc, OK
  • 2002-11-04 → 2005-07-06
    Banc One Securities Corporation
    Oklahoma City, OK
Other Businesses

1)LEONARD INVESTMENT ADVISORS, INC. - 01/2011 - 1900 NW EXPWY STE 1450 OKLA CITY OK- INVEST REL - IA REP - 40HRS/MO DURING TRADING HRS - 0 HRS/MO NON-TRADING HRS 2)LEONARD AGENCY INC - 1900 NW EXPWY STE 1450 OKLA CITY OK -INVEST REL - INS AGENT - DUTIES: SALE OF FIXED INSURANCE PRODUCTS, 20 HRS/MO DURING TRADING HRS AND 0 HRS/MO NON-TRADING HRS 3) C&D CONSULTING INC., PRES. EFF 01/2011 - FAMILY INVESTMENTS - 3508 BURNING WOOD ROAD, EDMOND OK - NON-INVEST RELATED - 2 HRS/MO DURING TRADING HOURS, 8 HRS/MO DURING NON-TRADING HRS. 4)Del Rey Ventures, LLC., Investment Related, 3508 Burning Wood Rd. Edmond OK, 73013, Position -Owner, Start Date: 12-1-22, 5 hours per Month, Rental Property-Maintain property, rent, bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-27
S63 Uniform Securities Agent State Law Examination 1988-02-01
  • S65 Uniform Investment Adviser Law Examination
    2002-11-27
  • S63 Uniform Securities Agent State Law Examination
    1988-02-01

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