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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-15
  • MI RA
    APPROVED
    Since 2025-05-15

Branch Locations

39400 Woodward Ave Suite 150, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Bloomfield Hills MI 11/2013 08/2023
Lawrench Tech University Athletic Department Southfield MI 07/2018 12/2021
Ameriprise Financial Services Bloomfield Hills MI 08/2023 08/2023
Ameriprise Financial Services, Llc Bloomfield Hills MI 03/2020 03/2020
Ameriprise Financial Services, Llc. Bloomfield Hills MI 08/2023 05/2025
Raymond James & Associates, Inc. Bloomfield Hills MI 05/2025 Present
Previous Registrations
  • 2023-08-21 → 2025-06-04
    Bloomfield Hills, MI
    Birmingham, MI
  • 2013-12-23 → 2023-11-06
    Comerica Securities
    Bloomfield Hills, MI
  • 2013-06-18 → 2013-11-20
    Southfield, MI
  • 2010-01-12 → 2011-06-14
    B. Riley Wealth Management
    Birmingham, MI
  • 2008-12-22 → 2010-01-11
    Chase Investment Services Corp.
    Birmingham, MI
  • 2008-01-30 → 2008-12-02
    Old Mutual Capital
    Birmingham, MI
    Denver, CO
  • 2007-04-02 → 2008-01-25
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2002-08-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
    Birmingham, MI
  • 2002-01-16 → 2002-08-20
    Auburn Hills, MI
Other Businesses

1) Birmingham Little League, Birmingham, MI, Board of Directors, Director of Kid's athletic club, assist in operation of baseball league, devote approx 9 hrs per month, none during business hrs 2) Omega Solutions - Only receive residual commissions for 2 clients that I brought in and as they are 1099 clients to me, no position / title, and no time devoted to activity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-07
  • S66 Uniform Combined State Law Examination
    1999-09-07
Other Names
  • John J Morad
  • John Joseph Morad
  • John J Morad

View on SEC IAPD

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