Marilyn Freed Allen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charleston, MD
• 05/2011 → 07/2019
  Bank Of America, N.A.
  Charleston, SC
• 07/2019 → 08/2023
  Independent Financial Group
  Mt Pleasant, SC
• 08/2023 → Present
  Lpl Financial Llc
  Summerville, SC

Previous Registrations

• 2019-07-22 → 2023-08-25
  Independent Financial Group, Llc
  San Diego, CA
  Mt Plesant, SC
  N. Charleston, SC
• 2011-05-16 → 2019-07-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ocean City, MD
  Mount Pleasant, SC
  Mount Pleasant, SC
• 2003-01-03 → 2011-05-16
  Lpl Financial Llc
  Berlin, MD
• 1997-01-01 → 2003-01-06
  Scarborough Capital Management, Inc.
  Annapolis, MD

Other Businesses

1) 06/2023 - Atlantic Wealth Management Group, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 hrs per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-13
• S63 Uniform Securities Agent State Law Examination
  1992-03-06

Other Names

• Lynn Allen
• Marilyn F Allen
• Marilyn Frances Freed
• Lynn Freed