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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-11 |
| NY | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2024-10-11 |
| SC | RA | APPROVED | 2024-10-11 |
Branch Locations
640 Fulton Street Suite 7, Farmingdale, NY 11735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Securities, Inc | Mitchel Field | NY | 05/2009 | Present |
| American Portfolios Financial Services, Inc. | Farmingdale | NY | 01/2018 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. NORTHEAST RISK MANAGEMENT GROUP, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/1991 ADDRESS: 640 Fulton Street, Suite 7, Farmingdale NY 11735, United States DESCRIPTION: Help clients with financial planning, overall planning including securities, insurance and any other vehicles necessary to complete the plan. 2. ESTATE ADMINISTRATION PAPERWORK FOR ESTATE AND ELDER - CARE POSITION: Sole Prop NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1991 ADDRESS: 72 Springtime Road, East Northport NY 11731, United States DESCRIPTION: Estate administration work. Collecting information on the deceased. Working with the families to coordinate the work needed to be complete the estate. Educating them on the procedures. 3. CO-MANAGER OF THE LUTZKER REALTY MANAGEMENT, LLC- THEY ARE THE GENERAL PARTNER OF THE LGR ASSOCIATES, LP. IS NOT A MEMBER (OWNER) AND DOES RECEIVE MGMT FEES ON A MONTHLY BASIS. LUTZKER REALTY MANAGEMENT, LLC 105 MAXESS ROAD, MELVILLE, NY 11747 4. FDK REALITY POSITION: Member/Manager NATURE: It is a family business that owns and runs a shopping center. FDK is the management company for Lutzker Realty Management, who, in turn, is the general partner of LGR Associates. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2021 ADDRESS: 72 Springtime Road, East Northport NY 11731, United States DESCRIPTION: Overseeing the management of the shopping center along with other family members. Financial and Operations. 5. LUTZKER REALTY MANAGEMENT, LLC POSITION: Member/Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2010 ADDRESS: 72 Springtime Road, East Northport NY 11731, United States DESCRIPTION: Responsible for the family real estate in New Jersey in the finance area, banking, bookkeeping, accounting. 6. FDK REALITY POSITION: Member/Manager NATURE: It is a family business that owns and runs a shopping center. FDK is the management company for Lutzker Realty Management, who, in turn, is the general partner of LGR Associates. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2021 ADDRESS: 72 Springtime Road, East Northport NY 11731, United States DESCRIPTION: Overseeing the management of the shopping center along with other family members. Financial and Operations. 7. DARLENE LUKASZEWICZ INSURANCE AGENT POSITION: Self NATURE: Fixed Annuities and Term, Universal, Whole Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/1991 ADDRESS: 640 Fulton Street, Suite 7, Farmingdale NY 11735, United States DESCRIPTION: Financial Planning may include fixed annuity sales and life insurance sales. 8. ESTATE ADMINISTRATION PAPERWORK FOR ESTATE AND ELDER - CARE POSITION: Sole Prop NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1991 ADDRESS: 72 Springtime Road, East Northport NY 11731, United States DESCRIPTION: Estate administration work. Collecting information on the deceased. Working with the families to coordinate the work needed to be complete the estate. Educating them on the procedures.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-02-26 |
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