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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-11-22 |
| TX | RA | APPROVED_RES | 2020-02-05 |
Branch Locations
7733 Forsyth Blvd. Suite 1000, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Clayton | MO | 09/2001 | Present |
1. The Kathryn G Favre Foundation for Animals; 10733 Sunset Office Drive, Suite 425 St Louis MO 63127; Charitable foundation that donates money to local animal shelters & rescue groups; Trustee; supporting local animal rescue & welfare groups; 05/01/2009; 2hrs/wk; not during securities trading hours; Not Investment-Related 2. World Bird Sanctuary; 125 Bald Eagle Ridge Road Valley Park MO 63088; Non profit Sanctuary that provides education programs and rehabilitation programs for raptors (owls, eagles, hawks, etc); fundraising phone calls on a volunteer basis; calling donors to raise funds - I would not be mentioning any affiliation with Stifel (I don't even need to use my last name if necessary); 11/02/2023; 3.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-09 |
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