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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2020-08-28
TX RA APPROVED 2020-08-28
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2020-08-28
  • TX RA
    APPROVED
    Since 2020-08-28

Branch Locations

450 Essjay Road Suite 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Williamsville NY 06/2014 08/2020
Morgan Stanley Smith Barney Llc Williamsville NY 08/2020 Present
  • 06/2014 → 08/2020
    Ubs
    Williamsville, NY
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Williamsville, NY
Previous Registrations
Other Businesses

nys notary / 280 seabert ave depew,ny 14043 / No/ 44107 Privately Held / USD / No / No / / Start Date 10/03/2016 / End Date 10/03/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-02
  • S66 Uniform Combined State Law Examination
    2004-04-02
Other Names
  • Donna Ann Zubiena

View on SEC IAPD

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