Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-02-16
TX RA APPROVED_RES 2017-02-15
  • FL RA
    APPROVED
    Since 2017-02-16
  • TX RA
    APPROVED_RES
    Since 2017-02-15

Branch Locations

777 South Flagler Drive Suite 1401, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 02/2017
Robert W Baird & Co. Incorporated Milwaukee WI 02/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-02-16
    Palm Beach, FL
  • 1994-07-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    West Palm Beach, FL
    St. Louis, MO
    West Palm Beach, FL
Other Businesses

MEMEMBER OF THE FL BAR ASSOC, NON INVESTMENT RELATED, NO CURRENT DUTIES, START DATE 10/30/1987 Name/Address: Rental Property 91 Norwich D, West Palm Beach FL 33417 Start date: 9/20/19 Hours spent: Zero Hours spent during trading Hours: Zero Role/Responsibility: Owner/landlord of condo rental. Non Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-05
  • S63 Uniform Securities Agent State Law Examination
    1988-01-05
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Palm Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor