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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-08-08 |
| FL | RA | APPROVED | 2020-04-02 |
| IL | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED_RES | 2015-12-04 |
Branch Locations
12800 University Drive Suite 300, Fort Myers, FL 33907 • United States
One North Wacker Suite 3400, Chicago, IL 60606 • United States
Syracuse, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Fort Myers | FL | 12/2015 | Present |
1. Clinic for the Rehabilitation of Wildlife (CROW); 3883 Sanibel Captiva Rd, Sanibel, FL 33957; Saves wildlife through veterinary care; Finance Committee Member; Monitor Investments; 02/01/2022; 3 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-25 |
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