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Debra Ann Galin

Morgan Stanley

Santa Barbara, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Santa Barbara CA 01/2000 Present
Morgan Stanley Smith Barney Santa Barbara CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2000 → Present
    Citigroup Global Markets Inc.
    Santa Barbara, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Santa Barbara, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-16
S65 Uniform Investment Adviser Law Examination 1996-06-06
  • S63 Uniform Securities Agent State Law Examination
    1996-10-16
  • S65 Uniform Investment Adviser Law Examination
    1996-06-06

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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