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Raymond Joseph Kramer

Monon Wealth Management

Carmel, IN

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Current Employers
Monon Wealth Management

99 E Carmel Dr. Suite 160, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
IN RA APPROVED 2017-09-29
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • IN RA
    APPROVED
    Since 2017-09-29

Branch Locations

99 E Carmel Dr. Suite 160, Carmel, IN 46032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Carmel IN 10/2014 10/2017
Monon Wealth Management Carmel IN 09/2017 Present
Purshe Kaplan Sterling Investments Albany NY 10/2017 05/2024
Previous Registrations
  • 2014-10-03 → 2017-10-02
    Carmel, IN
  • 2009-07-17 → 2014-10-09
    Fishers, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Lafayette, IN
    West Lafayette, IN
    Westfield, IN
    Indianapolis, IN
  • 2007-04-27 → 2009-06-24
    Zionsville, IN
    Noblesville, IN
  • 2006-04-20 → 2007-04-12
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Plainfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Greenwood, IN
    Carmel, IN
    Indianapolis, IN
    Westfield, IN
    West Lafayette, IN
    Mooresville, IN
    Lafayette, IN
    Lafayette, IN
    Lafayette, IN
    West Lafayette, IN
    Lafayette, IN
    Indianapolis, IN
    Zionsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Noblesville, IN
    Greenwood, IN
    Carmel, IN
    Westfield, IN
    Noblesville, IN
    Fishers, IN
    Indianapolis, IN
    Indianapolis, IN
    Bloomington, IN
    Bloomington, IN
    Avon, IN
    Bedford, IN
    Bloomington, IN
    Bloomington, IN
    Bloomington, IN
    Brownsburg, IN
    Carmel, IN
    Carmel, IN
    Cedar Lake, IN
    Charlestown, IN
    Chesterton, IN
    Clarksville, IN
    Clarksville, IN
    Corydon, IN
    Corydon, IN
    Crawfordsville, IN
    Crawfordsville, IN
    Crown Point, IN
    Crown Point, IN
    Dyer, IN
    Fishers, IN
    Fishers, IN
    Floyds Knobs, IN
    Franklin, IN
    Gary, IN
    Gary, IN
    Gary, IN
    Gary, IN
    Griffith, IN
    Hammond, IN
    Hammond, IN
    Hammond, IN
    Highland, IN
    Hobart, IN
    Jeffersonville, IN
    Jeffersonville, IN
    Jeffersonville, IN
    Kouts, IN
    Lake Station, IN
    Lowell, IN
    Merrillville, IN
    Merrillville, IN
    Merrillville, IN
    Merrillville, IN
    Michigan City, IN
    New Albany, IN
    New Albany, IN
    New Salisbury, IN
    Portage, IN
    Portage, IN
    Schererville, IN
    St. John, IN
    Valparaiso, IN
    Valparaiso, IN
    Valparaiso, IN
    Valparaiso, IN
    Carmel, IN
Other Businesses

1) Insurance. Not Investment Related. 99 E. Carmel Drive, Suite 160, Carmel IN 46032. Insurance. Agent. Start 3/2003. 2 hours per month during trading. I occasionally sell life insurance and fixed/indexed annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-19
S63 Uniform Securities Agent State Law Examination 1999-11-22
  • S65 Uniform Investment Adviser Law Examination
    2006-04-19
  • S63 Uniform Securities Agent State Law Examination
    1999-11-22
Other Names
  • Raymond J Kramer

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