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99 E Carmel Dr. Suite 160, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-12 |
| IN | RA | APPROVED | 2017-09-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Carmel | IN | 10/2014 | 10/2017 |
| Monon Wealth Management | Carmel | IN | 09/2017 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2017 | 05/2024 |
1) Insurance. Not Investment Related. 99 E. Carmel Drive, Suite 160, Carmel IN 46032. Insurance. Agent. Start 3/2003. 2 hours per month during trading. I occasionally sell life insurance and fixed/indexed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-22 |
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