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Robert Edward Staley

Wells Fargo Clearing Services, LLC

Memphis, TN

Memphis, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-07
TN RA APPROVED 2004-01-20
  • TX RA
    APPROVED
    Since 2018-02-07
  • TN RA
    APPROVED
    Since 2004-01-20

Branch Locations

6075 Poplar Ave Ste 650, Memphis, TN 38119 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Memphis TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 Present
Previous Registrations
  • 2001-05-04 → 2003-07-01
    Prudential Equity Group, Llc
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-26
S63 Uniform Securities Agent State Law Examination 1988-03-01
  • S65 Uniform Investment Adviser Law Examination
    1994-08-26
  • S63 Uniform Securities Agent State Law Examination
    1988-03-01
Other Names
  • Bob Staley

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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