Douglas William O'COnnell

Current Employers

Employment History

• 08/2014 → 01/2018
  Mutual Of Omaha Investor Services, Inc.
  Centennial, CO
• 08/2014 → 01/2018
  Mutual Of Omaha Insurance Company
  Centennial, CO
• 03/2018 → 06/2024
  Securities America, Inc.
  Windsor, CO
• 05/2022 → 06/2024
  Securities America Advisors
  Windsor, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Windsor, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Windsor, CO

Previous Registrations

• 2022-05-23 → 2024-06-14
  Securities America Advisors, Inc.
  Windsor, CO
  Denver, CO

Other Businesses

1. CDST DBA Triple O's Building Supply Position: Part Owner Nature: Passive Ownership in a lumber yard building center Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 09/16/2009 Address: 2467 Fort Sidney Road, Sidney NE 69162 2. Doug O'Connell Financial Representative Position: Owner Nature: Outside Insurance Sales Investment Related: No Hours: 15 Securities Trading Hours: 15 Start Date: 02/01/2001 Address: 345 Peregrine Point, Eaton CO 80615 3. DBA: Futurity First 4. DBA - Lifetime Retirement Partners 5. NOTARY PUBLIC POSITION: Notary NATURE: Notary Public, to Notarize the necessary documents as requested by customers if necessary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2018 ADDRESS: 7791 Highland Meadows Parkway, Suite D, Windsor CO 80528, United States DESCRIPTION: Notarizing documents that require such services 6. FUTURITY FIRST INSURANCE GROUP POSITION: General Manager NATURE: Insurance Sales and Service and agent support as the General Manager for FFIG INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2018 ADDRESS: 7791 Highland Meadows Parkway, Suite D, 80528 CO 80528, United States DESCRIPTION: Insurance Sales and Service and Agent support

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-19
• S63 Uniform Securities Agent State Law Examination
  1999-02-03

Other Names

• Douglas William Oconnell