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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-05-03
TX RA APPROVED 2023-04-26
  • OR RA
    APPROVED
    Since 2023-05-03
  • TX RA
    APPROVED
    Since 2023-04-26

Branch Locations

3529 Ne Broadway Suite 101, Portland, OR 97232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 04/2023
Aig Federal Savings Bank Portland OR 01/2004 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2023 Present
  • 01/2009 → 04/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 01/2004 → Present
    Aig Federal Savings Bank
    Portland, OR
  • 04/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2006-08-07 → 2023-05-04
    Osaic Services, Inc.
    Portland, OR
  • 1991-07-26 → 2003-10-30
    Waddell & Reed
    Portland, OR
Other Businesses

1) FLOREID WALKER, 3529 NE BROADWAY ST, STE 101, PORTLAND, OR, 04/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO, 10 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 200 HR/MO - 130 HR/MO TRADING. 04/26/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-06
S63 Uniform Securities Agent State Law Examination 1987-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-06
  • S63 Uniform Securities Agent State Law Examination
    1987-12-23
Designations
Other Names
  • Floried Walker Ambers
  • Floreid Walker Ambers
  • Floreid Walker

View on SEC IAPD

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