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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
Highlands Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenwood Village | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 11/2016 | Present |
1. PLAYA RIVIERA, LLC, INVESTMENT RELATED, PLAYA DEL CARMEN MEXICO, LLC HOLDS A VACANT LOT THAT WILL EVENTUALLY BE DIVIDED INTO SEVERAL PROPERTIES AND SOLD, CO-OWNER, BEGAN 3/16/2005, NO TIME SPENT. 2. RESIDENTIAL RENTAL PROPERTY, NOT INVESTMENT RELATED, MEXICO, BEACHSIDE RENTAL CONDO, CO-OWNER, BEGAN 2008, NO TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-08 |
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