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R Gene Gaillard

Janney Montgomery Scott LLC

Yardley, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-01-14
NJ RA APPROVED 2017-12-08
TX RA APPROVED 2017-12-07
  • PA RA
    APPROVED
    Since 2019-01-14
  • NJ RA
    APPROVED
    Since 2017-12-08
  • TX RA
    APPROVED
    Since 2017-12-07

Branch Locations

1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lawrenceville NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 12/2017
Janney Montgomery Scott, Llc Yardley PA 12/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-12-13
    Wells Fargo Clearing Services, Llc
    Princeton, NJ
    Princeton, NJ
  • 2003-10-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Princeton, NJ
    St. Louis, MO
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-11
S63 Uniform Securities Agent State Law Examination 1987-12-15
  • S66 Uniform Combined State Law Examination
    2019-01-11
  • S63 Uniform Securities Agent State Law Examination
    1987-12-15
Other Names
  • Gene Gaillard
  • R Gene Gaillard
  • Ronald Eugene Gaillard
  • Ronald Eugene Gaillard
  • R Eugene Gaillard

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
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