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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Financial Solutions, Llc | Colleyville | TX | 09/2000 | 07/2021 |
| Prospera Financial Services | Dallas | TX | 08/2021 | 04/2022 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 05/2022 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 05/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: FLOWER MOUND, TX NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 03/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: FLOWER MOUND, TX NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 03/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-26 |
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