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George Albert Centeno

Vanguard Advisers, Inc.

Plano, TX

CRD 5037012

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-11-06
TX RA APPROVED 2009-11-06
  • NC RA
    APPROVED
    Since 2009-11-06
  • TX RA
    APPROVED
    Since 2009-11-06

Branch Locations

7900 Windrose Avenue, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 01/2007 Present
Southlake Sawdust, Llc Southlake TX 07/2023 Present
Vanguard Marketing Corporation Charlotte NC 01/2007 Present
Vanguard Advisers, Inc. Charlotte NC 11/2009 Present
  • 01/2007 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2023 → Present
    Southlake Sawdust, Llc
    Southlake, TX
  • 01/2007 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 11/2009 → Present
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SOUTHLAKE SAWDUST, LLC NON-INVESTMENT-RELATED ADDRESS: SOUTHLAKE, TX NATURE OF BUSINESS: WOODWORKING POSITION: OWNER/WOODWORKER START DATE: 07/2023 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAKE WOODEN GOODS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2006-01-09
Designations
  • Certified Financial Planner
Other Names
  • George Centeno

View on SEC IAPD

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