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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-04-17 |
| PA | RA | APPROVED | 2021-10-21 |
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | San Antonio | TX | 09/2007 | 06/2020 |
| Usaa Financial Planning Services Inc | San Antonio | TX | 03/2013 | 07/2021 |
| Usaa Investment Services Company | San Antonio | TX | 01/2018 | 07/2021 |
| The Vanguard Group, Inc | Plano | TX | 10/2021 | Present |
| Smu/Kelly Athletics | Dallas | TX | 09/2024 | 04/2025 |
| Vanguard Marketing Corporation | Plano | TX | 10/2021 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MCKINNEY, TX NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 04/2007 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-06 |
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