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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Avondale | AZ | 09/2014 | 10/2016 |
| Charles Schwab & Co., Inc. | Salt Lake City | UT | 10/2016 | 12/2018 |
| Charles Schwab Bank | Salt Lake City | UT | 10/2016 | 12/2018 |
| Dentist Advisors | South Jordan | UT | 01/2019 | 01/2019 |
| Morgan Stanley | Dallas | TX | 01/2021 | 02/2022 |
| Francis Realty Group | South Jordan | UT | 02/2019 | 09/2019 |
| Morgan Stanley Services Group Inc. | South Jordan | UT | 10/2019 | 12/2020 |
| The Vanguard Group, Inc. | Malvern | PA | 02/2022 | Present |
| Mariah Francis Photography, Llc | Frisco | TX | 03/2022 | 03/2023 |
| Vanguard Marketing Corporation | Malvern | PA | 02/2022 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-15 |
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