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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2002-10-25
TX RA APPROVED_RES 1996-07-30
  • MS RA
    APPROVED
    Since 2002-10-25
  • TX RA
    APPROVED_RES
    Since 1996-07-30

Branch Locations

2548 A Beach Blvd, Biloxi, MS 39531 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gulfport MS 08/1987 Present
Bank Of America, N.A. Biloxi MS 09/2011 Present
Other Businesses

*59527 For profit or not for profit: For-Profit Organization Name of outside business organization: SBD Properties LLC Investment related: Yes Address of business: Gulfport, Mississippi 39502 Nature of business: LLC Position, title, association: Family Held Start date of relationship: 12/20/2012 Number of hours devoted: 1 hour Qtrly Number of hours devoted during trading hours: 1 Duties: Family LLC for Estate Planning Purposes. While the LLC started as gifting from my father, my brother and I will add funds of our own to make investments and lending. I*11129 For profit or not for profit: Name of outside business organization: Sharon Bentz realtor properties Investment related: No Address of business: Biloxi, Mississippi 39531 Position, title, association: Co-owner with other family members Start date of relationship: 4/1/2021 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: soley owns this property I*: 2307258 Entity Type: Name of OBA: Turan Road Benton Property (raw land) Address: Harrision County, MS Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: Raw land purchase in a preapproved Equity Trust self directed IRA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-30
S63 Uniform Securities Agent State Law Examination 1987-11-25
  • S65 Uniform Investment Adviser Law Examination
    1995-11-30
  • S63 Uniform Securities Agent State Law Examination
    1987-11-25
Other Names
  • Sharon Michele Bentz
  • Sharon Bentz
  • Sharon Bentzlevi
  • Sharon Bentz
  • Sharon B Mustered

View on SEC IAPD

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