Ronald Lee Weatherly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 06/2014 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Waveland, MS

Previous Registrations

• 2014-06-03 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Waveland, MS
• 2011-04-20 → 2014-01-22
  Lpl Financial Llc
  Diamondhead, MS
  Diamondhead, MS
  San Diego, CA
• 2007-03-06 → 2011-04-25
  Edward Jones
  Diamondhead, MS

Other Businesses

1) 05/18/2022 - Keesler Financial Group-Investment- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2) 05/18/2022 - Facets of Life LLC -Not Investment- Home Based - Other - Business Owner - Financial Advisor-Start Date- 7/2011 - 1 Hours Per Month/ 0 Hours During Securities Trading- Time Spent 1% 3) 06/06/2024 - Hancock County Port and Harbor Commission - Non-Profit Board Member - Board of Commissioners - Not Investment Related - 14054 Fred and Al Key Rd, Kiln, MS 39556 - 25 Hours per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-02-26

Other Names

• Ronald L (Jr) Weatherly
• Ronald Lee Weatherly