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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| CA | RA | APPROVED | 2022-10-05 |
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
Palm Springs, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
1.DANG INVESTMENTS LLC; INV RELATED; SALT LAKE CITY, UT; 100% OWNERSHIP WITH SPOUSE; REAL ESTATE; START DATE 7/20/2020; 3 HRS PER MONTH; 0 HRS DURING TRADING. DUTIES: ADVICE AND SUPERVISION.| 3.RENTAL PROPERTY; INV RELATED; SALT LAKE CITY, UT; 100% OWNER WITH SPOUSE; START: 12/09/2014 HRS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD.| 4. KATIA, LLC; INV. RELATED; SALT LAKE CITY, UT; 50% OWNERSHIP; REAL ESTATE MANAGEMENT; START DATE 10/12/2016; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES - NONE.| 5.RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP WITH SPOUSE, START DATE 3/31/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, INVESTOR/OWNER.| 6. CO-TRUSTEE OF MOTHER-IN-LAW'S TRUST; INV. RELATED; HONOLULU, HI; START DATE 4/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING.| 8. SAMINIKA, LLC; NOT INV. RELATED; SALT LAKE CITY, UT; 100% OWNERSHIP WITH SPOUSE; START DATE 08/19/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE AND STOCK MARKET INVESTING.| 9. COMMERCIAL RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP WITH SPOUSE, START DATE 8/31/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. | 10. THE MILK BLOCK, LLC; INV RELATED; LSC, UT; 50% OWNERSHIP; 06/2025; 3 HOURS PER MONTH; 0 DURING TRADING; LLC FOR REAL ESTATE RENTALS| 11.CO-TRUSTEE OF MOTHER-IN-LAW'S LIVING TRUST; INV. RELATED; SLC, UT; START DATE 8/18/2025; 1 HR PER MONTH; 1 HR DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-22 |
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