Jason David Waxler

Current Employers

Employment History

• 12/2008 → 10/2024
  American Portfolios Financial Services, Inc.
  Katonah, NY
• 03/2012 → Present
  Income & Asset Advisory, Inc.
  Armonk, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 12/2024 → Present
  Income & Asset Advisory, Inc.
  Armonk, NY

Previous Registrations

• 2019-08-28 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2010-09-30 → 2012-04-23
  Fogel Neale Wealth Management, Llc
  New York, NY
• 2008-12-24 → 2012-03-08
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2001-01-17 → 2004-04-02
  Lpl Financial Llc
  Westport, CT

Other Businesses

1)KATONAH CAPITAL GROUP LLC (BDA) POSITION: Principal NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/04/2007 ADDRESS: 80 Business Park Drive, Suite 108, Armonk NY 10504, United States DESCRIPTION: Insurance/Annuities/bookkeeping purposes and to pay expenses. 2)JASON WAXLER INDEPENDENT INSURANCE AGENT POSITION: Principal NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2004 ADDRESS: 80 Business Park Drive Suite 108, Armonk NY 10504, United States DESCRIPTION: Independent Insurance Agent appointed with various individual carriers since 2004. Fixed products. Not investment related. 3) INCOME & ASSET ADVISORY, INC--POSTIION- Principal and IAR.--NATURE- Registered Investment Advisory. S-Corp.--NUMBER OF HOURS - MONTH DURING SECURITY TRADING HOURS- 130.--START DATE- 3-2012 as IAR, 12-2024 -as Principal.--ADDRESS- 80 Business Park Drive, Suite 108, Armonk, NY 10504.--DESCRIPITION- Investment Advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-04
• S63 Uniform Securities Agent State Law Examination
  2000-08-18