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Current Employers
Income & Asset Advisory, Inc.

80 Business Park Drive, Suite 108, Armonk, NY 10504 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2015-09-25
CT RA APPROVED 2012-03-21
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2015-09-25
  • CT RA
    APPROVED
    Since 2012-03-21

Branch Locations

80 Business Park Drive, Suite 108, Armonk, NY 10504 • United States

161 North Franklin Turnpike Ste. 203, Ramsey, NJ 07446 • United States

Ncm Capital Management, Llc

180 East Main Street, Ramsey, NJ 07446 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-09-25
  • NJ RA
    APPROVED
    Since 2015-09-25

Branch Locations

180 East Main Street, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Income And Asset Advisory, Inc. Armonk NY 09/2011 Present
Ncm Capital Management, Llc Mahwah NJ 09/2015 Present
Other Businesses

9/2015-PRESENT: NCM CAPITAL MANAGEMENT INC./INVESTMENT RELATED/RAMSEY, NJ/INVESTMENT ADVISOR REPRESENTATIVE/100 HRS PER MONTH; INCLUDING DURING MARKET HRS.// 100% owner/investor; 1-844-SIR-JUNK; Is the business investment related: No; Location of the business: 120 E. Main Street, Ste. 206 Ramsey NJ 07446 USA; Description of the business: Junk removal service, based in Ramsey, NJ handling both commercial and residential cleanouts. Serving Bergen County and surrounding areas. ; Responsibilities Duties: I spend de minimis time on the business.; Start date with business: 2018-04-16; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Derek Anthony Ralston is a President at Ramsey Chamber of Commerce; Is the business investment related: No; Location of the business: 120 E Main St #270 Ramsey NJ 07446; Description of the business: The Ramsey Chamber of Commerce is a group of business professionals we bring business' together through networking events, educational seminars or community based activities we continue to focus on our mission of Connecting Commerce and Community; Responsibilities Duties: Chairing meetings, attending meetings and events; Start date with business: 2024-01-10; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-20
S63 Uniform Securities Agent State Law Examination 2002-08-03
  • S65 Uniform Investment Adviser Law Examination
    2012-03-20
  • S63 Uniform Securities Agent State Law Examination
    2002-08-03
Other Names
  • Derek Scheckner

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