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80 Business Park Drive, Suite 108, Armonk, NY 10504 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2015-09-25 |
| CT | RA | APPROVED | 2012-03-21 |
Branch Locations
80 Business Park Drive, Suite 108, Armonk, NY 10504 • United States
161 North Franklin Turnpike Ste. 203, Ramsey, NJ 07446 • United States
180 East Main Street, Ramsey, NJ 07446 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-09-25 |
Branch Locations
180 East Main Street, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Income And Asset Advisory, Inc. | Armonk | NY | 09/2011 | Present |
| Ncm Capital Management, Llc | Mahwah | NJ | 09/2015 | Present |
9/2015-PRESENT: NCM CAPITAL MANAGEMENT INC./INVESTMENT RELATED/RAMSEY, NJ/INVESTMENT ADVISOR REPRESENTATIVE/100 HRS PER MONTH; INCLUDING DURING MARKET HRS.// 100% owner/investor; 1-844-SIR-JUNK; Is the business investment related: No; Location of the business: 120 E. Main Street, Ste. 206 Ramsey NJ 07446 USA; Description of the business: Junk removal service, based in Ramsey, NJ handling both commercial and residential cleanouts. Serving Bergen County and surrounding areas. ; Responsibilities Duties: I spend de minimis time on the business.; Start date with business: 2018-04-16; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Derek Anthony Ralston is a President at Ramsey Chamber of Commerce; Is the business investment related: No; Location of the business: 120 E Main St #270 Ramsey NJ 07446; Description of the business: The Ramsey Chamber of Commerce is a group of business professionals we bring business' together through networking events, educational seminars or community based activities we continue to focus on our mission of Connecting Commerce and Community; Responsibilities Duties: Chairing meetings, attending meetings and events; Start date with business: 2024-01-10; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-03 |
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