Frank Anthony Calderone

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Raymond James Financial Services, Inc
  Armonk, NY
• 10/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Armonk, NY

Previous Registrations

• 2009-06-01 → 2013-10-23
  Morgan Stanley
  Purchase, NY
• 2007-04-03 → 2009-06-01
  Morgan Stanley & Co. Llc
  Purchase, NY
• 2004-01-26 → 2007-04-12
  Ubs Financial Services Inc.
  Purchase, NY
  White Plains, NY

Other Businesses

(1)Name of Business: Calderone Financial Services, Inc. Address: 20 Maple Ave, Armonk, NY, 10504, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/28/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Calderone Financial Services, Inc. owner of support company (2)Name of Business: the HeadFirst band Address: 5 tudor circle, yorktown heights, NY, 10598, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 12/27/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: bass player

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-05
• S63 Uniform Securities Agent State Law Examination
  1996-06-27

Other Names

• Frank A Calderone