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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2019-06-10 |
| CA | RA | APPROVED | 2013-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Armonk | NY | 10/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Armonk | NY | 10/2013 | Present |
(1)Name of Business: Calderone Financial Services, Inc. Address: 20 Maple Ave, Armonk, NY, 10504, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/28/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Calderone Financial Services, Inc. owner of support company (2)Name of Business: the HeadFirst band Address: 5 tudor circle, yorktown heights, NY, 10598, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 12/27/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: bass player
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-27 |
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