Charles Peter Massimi

Current Employers

Employment History

• 10/2013 → Present
  Raymond James Financial Services, Inc.
  Armonk, NY
• 10/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Armonk, NY
• 09/2013 → Present
  C & B Wealth Management
  Armonk, NY
• 09/2015 → 09/2016
  Mimas Meatballs And More
  Danbury, CT
• 10/2020 → Present
  The Silverman Group
  Armonk, NY

Previous Registrations

• 2009-06-01 → 2013-10-23
  Morgan Stanley
  Purchase, NY
• 2007-04-03 → 2009-06-01
  Morgan Stanley & Co. Llc
  Purchase, NY
• 2002-09-19 → 2007-04-12
  Ubs Financial Services Inc.
  Yorktown Heights, NY
  Purchase, NY

Other Businesses

(1)Name of Business: C & B Wealth Management Address: 20 Maple Ave, Armonk, NY, 10504, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/02/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: C & B Wealth Management - owner of support company (2)Name of Business: The Silverman Group Address: 20 Maple Ave, Armonk, NY, 10504, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/22/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner, Branch Manager, Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-27
• S63 Uniform Securities Agent State Law Examination
  1984-01-31

Other Names

• Charlie Massimi