Michael Eric Rosell

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-02

NY RA
APPROVED

Since 2022-03-02

Branch Locations

Cwm Retail, Sales 435 Main Street, Armonk, NY 10504 • United States

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capital One	New York	NY	08/2015	03/2018
Lpl Financial Llc	Yonkers	NY	04/2018	11/2018
Sterling National Bank	Yonkers	NY	03/2018	11/2020
Unemployed	East Chester	NY	11/2020	03/2021
Citigroup	Armonk	NY	03/2021	Present

08/2015 → 03/2018

Capital One

New York, NY
04/2018 → 11/2018

Lpl Financial Llc

Yonkers, NY
03/2018 → 11/2020

Sterling National Bank

Yonkers, NY
11/2020 → 03/2021

Unemployed

East Chester, NY
03/2021 → Present

Citigroup

Armonk, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-02
S63	Uniform Securities Agent State Law Examination	1986-01-21

S65 Uniform Investment Adviser Law Examination

2022-03-02
S63 Uniform Securities Agent State Law Examination

1986-01-21

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Exams

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