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2237 W. 30Th Avenue, Denver, CO 80211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-29 |
| CO | RA | APPROVED | 2025-10-29 |
| FL | RA | APPROVED | 2025-10-29 |
| TX | RA | APPROVED_RES | 2025-04-18 |
| PA | RA | APPROVED | 2019-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainline West Municipal Securities | Denver | CO | 09/2008 | Present |
| Mainline West Fund Manager | Denver | CO | 03/2008 | Present |
Village Center Homeowners Association (Village Center Association) - 122 Willow Bridge Rd, Vail, CO 81657. Not investment related. Treasurer (fiduciary role). Oversees HOA financial accounts and annual budget administration. Volunteer position; non-compensated. Approximately 1-2 hours per month, outside business hours. Mainspring Partnership LLLP - 2237 W. 30th Avenue, Denver, CO 80211. Investment related. President. Manages family passive investments. Approximately 1 hour per month, during business hours. Montgomery Partners - 2237 W. 30th Avenue, Denver, CO 80211. Investment related. President. Manages family passive investments. Approximately 1 hour per month, during business hours. MainLine West, LLC - 2237 W. 30th Avenue, Denver, CO 80211. President, Investing and Management. Approximately 32 hours per week, during business hours. MainLine West Fund Manager, LLC is a wholly owned subsidiary; responsibilities include oversight of proprietary funds and private client trusts disclosed on Form ADV for MainLine West Fund Manager, LLC. MLWRE LLC - 2237 W. 30th Avenue, Denver, CO 80211. Owner of office building where MainLine West Municipal Securities, LLC and affiliated entities operate. President - Management and Operations. Approximately 5 hours per week, during business hours. Not investment related. Role commenced June 2018. Salary expenses shared between MainLine West, LLC and MainLine West Municipal Securities, LLC pursuant to an established expense-sharing agreement.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-10 |
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