Joel P Mathews

Employer firm

R. F. Lafferty & Co., Inc. CRD 2498

$130M regulatory AUM 60 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2023
  Hokin Investment Advisors
  Northbrook, IL
• 05/2000 → 04/2023
  First Sovereign Securities Corporation
  Northbrook, IL
• 05/2023 → 09/2023
  Enclave Capital
  Boca Raton, FL
• 05/2023 → Present
  Clearthink Capital
  Boca Raton, FL
• 09/2024 → Present
  R. F. Lafferty & Co., Inc.
  New York, NY

Previous Registrations

• 2014-07-14 → 2023-05-05
  Hokin Investment Advisors Inc.
  Northbrook, IL

Other Businesses

As of April 18 2023, I have been working at ClearThink Capital, a transactional and strategic advisory venture capital firm, as a consultant/advisor for client business development, and SPAC and M&A advisory. ClearThink Capital is located at 150 East Palmetto Park Road, Suite 202, Boca Raton, FL 33432. I will be working approximately 40 hours a week which may be during securities trading hours. At ClearThink Capital, my responsibilities include overseeing and implementing companies policies, reviewing sales and other client facing documentation for proper disclosures and disclaimers and assisting and guiding clients to achieve their business objectives thorough access to strategic, commercial, capital and M & A transactions. I will help assist early stage enterprises in their organization and growth and also advising clients through the M&A process and structuring. Trustee for the Norma Gilbert Trust DTD May 28th 2007 - Start Date 02/2025 - Purchasing securities and making distributions on the grantors request - No compensation - Will devote 15 hours monthly during the trading hours. Trustee for the Elaine Gilbert Trust DTD June 4th 2015 - Start Date 05/2025 - Purchasing securities and making distributions on the grantor's request - No compensation - Will devote 15 hours monthly during the trading hours. Together Forward Capital - 150 East Palmetto Park Road, Suite 202, Boca Raton, FL 33432 - CEO for the company servicing clients with financial advice and services. 80 hours monthly.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-01-12
• S65 Uniform Investment Adviser Law Examination
  2014-07-12

Other Names

• Joel P Mathews