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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 10/1988 Present
Bank Of America, Na Garden City NY 11/2009 Present
Other Businesses

I*124130 For profit or not for profit: For-Profit Organization Name of outside business organization: John Scala Investment related: N Address of business: Rockville Centre, New York 11570 Nature of business: Sole Proprietorship, Position, title, association: Other, I sell mt photos Start date of relationship: 6/12/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I sell my photos

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-25
S63 Uniform Securities Agent State Law Examination 1987-10-28
  • S65 Uniform Investment Adviser Law Examination
    1993-01-25
  • S63 Uniform Securities Agent State Law Examination
    1987-10-28
Other Names
  • John Joseph Scala

View on SEC IAPD

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