John Scala

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1988 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Great Neck, NY
• 11/2009 → Present
  Bank Of America, Na
  Garden City, NY

Other Businesses

I*124130 For profit or not for profit: For-Profit Organization Name of outside business organization: John Scala Investment related: N Address of business: Rockville Centre, New York 11570 Nature of business: Sole Proprietorship, Position, title, association: Other, I sell mt photos Start date of relationship: 6/12/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I sell my photos

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-25
• S63 Uniform Securities Agent State Law Examination
  1987-10-28

Other Names

• John Joseph Scala