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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-09-28 |
| TX | RA | APPROVED_RES | 2015-07-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 05/2015 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 07/2015 | Present |
I*122404For profit or not for profit: For-Profit OrganizationName of outside business organization: vendetta rose llcInvestment related: NAddress of business:port monmouth, New Jersey 7758Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 4/11/2019Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: member of llcI*1055326For profit or not for profit: Entity For ProfitName of outside business organization: uberInvestment related: NAddress of business: oceanport, New JerseyNature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 10/31/2022Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Uber Driver, uber driver I*1584270, Name of OBA: Lyft Address: Investment Related: No Position, Title, Association: Employee Start Date: No Hours: No Hours during trading: Duties: driver
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-08 |
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