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331 Newman Springs Road Suite 133, Red Bank, NJ 07701-1074 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
331 Newman Springs Road Suite 133, Red Bank, NJ 07701-1074 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Canyon Investment Counselors Llc | Jersey City | NJ | 06/2001 | Present |
I AM A PARTNER IN FAROL MANAGEMENT LLC ("FAROL"),WHICH ACTS AS GENERAL PARTNER TO A UNREGISTERED INVESTMENT PRIVATE LIMITED PARTNERSHIP. THE ADDRESS IS 125 HALF MILE ROAD,SUITE 200, RED BANK, NJ 07701. I HAVE BEEN PART OF FAROL SINCE JUNE 2006. I SPEND APPROX. 2 HOURS PER MONTH ON THESE ACTIVITIES. I AM ALSO THE MANAGING MEMBER OF A FAMILY OWNED COMPANY, CABO CANYON LLC ("CABO")WHICH OWNS MARKETABLE SECURITIES. CABO CANYON FUNCTIONS AS A FAMILY OFFICE WITH AN ADDRESS OF 125 HALF MILE ROAD, SUITE 200, RED BANK, NJ 07701. I SPEND ON AVERAGE 8-10 HOURS PER MONTH IN THIS ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-29 |
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