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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-20
  • CA RA
    APPROVED
    Since 2025-03-20

Branch Locations

427 Corte Madera Town Ctr, Corte Madera, CA 94925 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

800 Redwood Hwy Ste 209, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Corte Madera CA 01/2022 Present
Wells Fargo Bank, Na Corte Madera CA 01/2022 Present
Stay Home Parent San Francisco CA 02/2004 01/2022
  • 01/2022 → Present
    Corte Madera, CA
  • 01/2022 → Present
    Wells Fargo Bank, Na
    Corte Madera, CA
  • 02/2004 → 01/2022
    Stay Home Parent
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-20
S63 Uniform Securities Agent State Law Examination 2022-07-18
  • S66 Uniform Combined State Law Examination
    2025-03-20
  • S63 Uniform Securities Agent State Law Examination
    2022-07-18
Other Names
  • Catherine El Cole
  • Catherine E Cole
  • Catherine Elizabeth Frymier
  • Catherine Elizabeth Cole
  • Cathy Cole
  • Catherine Cole
  • Catherine Elizabeth Colefrymier
  • Cathy E Cole

View on SEC IAPD

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