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Henrik Ingemann Nielsen

Wells Fargo Clearing Services, LLC

Corte Madera, CA

CRD 3204383

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-18
CA RA APPROVED 2020-11-17
  • TX RA
    APPROVED_RES
    Since 2020-11-18
  • CA RA
    APPROVED
    Since 2020-11-17

Branch Locations

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Mill Valley CA 03/1999 11/2020
Wells Fargo Clearing Servces, Llc San Rafael CA 11/2020 Present
  • 03/1999 → 11/2020
    Bank Of America, N.A.
    Mill Valley, CA
  • 11/2020 → Present
    Wells Fargo Clearing Servces, Llc
    San Rafael, CA
Previous Registrations
Other Businesses

NIELSEN INTER-CONSULT APS, INV RELATED, CHARLOTTENLUND, DENMARK, BOARD MEMBER, START: 8/11/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, GENERAL OVERSIGHT OF FAMILY COMPANY.; PLANET HUSE A/S, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 8/11/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE FAMILY INTEREST.; PLANET INVEST AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 8/11/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE FAMILY INTEREST.; ABSI AS, INV RELATED, COPENHAGEN, DENMARK, CHAIRMAN, START: 9/28/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE FAMILY INTEREST.; RHN HOLDING 2015 APS, INV RELATED, CHARLOTTENLUND, DENMARK, CHARIMAN, START: 11/17/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, OVERSEE INTEREST IN UNDERLYING REAL ESTATE COMPANIES.; PLANET PROJEKT AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 10/01/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE AND APPROVE HOUSING DEVELOPMENT PROJECTS.; PLANET-EJENDOMSINVEST AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 10/01/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, OVERSEE AND APPROVE YEARLY STATEMENTS.; PLANET HOLDINGS AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 9/17/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, OVERSEE AND APPROVE YEARLY STATEMENTS.; BJERREGARD STRAND INVEST AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 3/5/2019, 0 HRS/MONTH, 0 HRS DURING TRADING, APPROVE PROJECTS FOR LAND DEVELOPMENT AND REVIEW YEARLY STATEMENTS.; PLANTAGEHUSENE VED FREDERIKSSUND AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 4/30/2020, 0 HRS/MONTH, 0 HRS DURING TRADING, APPROVING PLANS FOR HOUSING DEVELOPMENT, PROVIDING STRATEGIES FOR THE COMPANY AND APPROVING YEARLY STATEMENTS.; RHN-INVEST AS, INV RELATED, CHARLOTTENLUND, DENMARK, BOARD MEMBER, START: 7/14/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, GENERAL OVERSIGHT AND APPROVAL OF YEARLY STATEMENTS.; PLANET LIVING BLISTRUP AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 6/3/2020, 0 HRS/MONTH, 0 HRS DURING TRADING, DECIDING ON PROJECT DEVELOPMENT AND APPROVING YEARLY STATEMENTS.; PLANET HOLDINGS DANMARK A/S, INV RELATED, RIBE, DENMARK, CHAIRMAN OF THE BOARD, START: 12/01/2021, 0 HRS/MONTH, 0 HRS DURING TRADING, APPROVING YEARL REPORTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-25
  • S66 Uniform Combined State Law Examination
    1999-08-25
Other Names
  • Henrik I Nielsen

View on SEC IAPD

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