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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-18 |
| CA | RA | APPROVED | 2020-11-17 |
Branch Locations
770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Mill Valley | CA | 03/1999 | 11/2020 |
| Wells Fargo Clearing Servces, Llc | San Rafael | CA | 11/2020 | Present |
NIELSEN INTER-CONSULT APS, INV RELATED, CHARLOTTENLUND, DENMARK, BOARD MEMBER, START: 8/11/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, GENERAL OVERSIGHT OF FAMILY COMPANY.; PLANET HUSE A/S, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 8/11/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE FAMILY INTEREST.; PLANET INVEST AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 8/11/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE FAMILY INTEREST.; ABSI AS, INV RELATED, COPENHAGEN, DENMARK, CHAIRMAN, START: 9/28/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE FAMILY INTEREST.; RHN HOLDING 2015 APS, INV RELATED, CHARLOTTENLUND, DENMARK, CHARIMAN, START: 11/17/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, OVERSEE INTEREST IN UNDERLYING REAL ESTATE COMPANIES.; PLANET PROJEKT AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 10/01/2015, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, OVERSEE AND APPROVE HOUSING DEVELOPMENT PROJECTS.; PLANET-EJENDOMSINVEST AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 10/01/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, OVERSEE AND APPROVE YEARLY STATEMENTS.; PLANET HOLDINGS AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 9/17/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, OVERSEE AND APPROVE YEARLY STATEMENTS.; BJERREGARD STRAND INVEST AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 3/5/2019, 0 HRS/MONTH, 0 HRS DURING TRADING, APPROVE PROJECTS FOR LAND DEVELOPMENT AND REVIEW YEARLY STATEMENTS.; PLANTAGEHUSENE VED FREDERIKSSUND AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 4/30/2020, 0 HRS/MONTH, 0 HRS DURING TRADING, APPROVING PLANS FOR HOUSING DEVELOPMENT, PROVIDING STRATEGIES FOR THE COMPANY AND APPROVING YEARLY STATEMENTS.; RHN-INVEST AS, INV RELATED, CHARLOTTENLUND, DENMARK, BOARD MEMBER, START: 7/14/2015, 0 HRS/MONTH, 0 HRS DURING TRADING, GENERAL OVERSIGHT AND APPROVAL OF YEARLY STATEMENTS.; PLANET LIVING BLISTRUP AS, INV RELATED, RIBE, DENMARK, CHAIRMAN, START: 6/3/2020, 0 HRS/MONTH, 0 HRS DURING TRADING, DECIDING ON PROJECT DEVELOPMENT AND APPROVING YEARLY STATEMENTS.; PLANET HOLDINGS DANMARK A/S, INV RELATED, RIBE, DENMARK, CHAIRMAN OF THE BOARD, START: 12/01/2021, 0 HRS/MONTH, 0 HRS DURING TRADING, APPROVING YEARL REPORTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-25 |
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