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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
| CA | RA | APPROVED | 2024-10-11 |
Branch Locations
770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Corte Madera | CA | 07/2024 | Present |
| Tesla | Fremont | CA | 09/2021 | 07/2024 |
| Bechtel | San Ramon | CA | 02/2011 | 09/2021 |
#2 the name of the other business: The Gompertz Group LLC whether the business is investment-related: No the address of the other business: 65 Indian Hill road, Nicasio, CA 94946 the nature of the other business: To hold a rental property for asset protection your position: sole owner title, or relationship with the other business: owner the start date of your relationship: 11/02/2020 the approximate number of hours/month you devote to the other business: 2 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: I own the LLC. I hired a separate property management company to manage the property. GOMPERTZ INFRASTRUCTURE; INV RELATED; NICASIO, CA; 100% OWNERSHIP; SOLE PROPRIETORSHIP; START DATE 9/21/2023; 12 HRS PER MONTH; 0 DURING TRADING; OWN THE BUSINESS TO MAINTAIN CALIFORNIA GENERAL ENGINEERING CONTRACTORS LICENSE AND WORK AS GENERAL ENGINEERING CONTRACTOR IN MARIN COUNTY, CALIFORNIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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