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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-10
CA RA APPROVED 2024-10-11
  • TX RA
    APPROVED
    Since 2025-01-10
  • CA RA
    APPROVED
    Since 2024-10-11

Branch Locations

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Corte Madera CA 07/2024 Present
Tesla Fremont CA 09/2021 07/2024
Bechtel San Ramon CA 02/2011 09/2021
Other Businesses

#2 the name of the other business: The Gompertz Group LLC whether the business is investment-related: No the address of the other business: 65 Indian Hill road, Nicasio, CA 94946 the nature of the other business: To hold a rental property for asset protection your position: sole owner title, or relationship with the other business: owner the start date of your relationship: 11/02/2020 the approximate number of hours/month you devote to the other business: 2 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: I own the LLC. I hired a separate property management company to manage the property. GOMPERTZ INFRASTRUCTURE; INV RELATED; NICASIO, CA; 100% OWNERSHIP; SOLE PROPRIETORSHIP; START DATE 9/21/2023; 12 HRS PER MONTH; 0 DURING TRADING; OWN THE BUSINESS TO MAINTAIN CALIFORNIA GENERAL ENGINEERING CONTRACTORS LICENSE AND WORK AS GENERAL ENGINEERING CONTRACTOR IN MARIN COUNTY, CALIFORNIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11

View on SEC IAPD

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