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Brian Kyle Gallagher

Wells Fargo Clearing Services, LLC

Corte Madera, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-01-21
TX RA APPROVED 2018-03-07
CA RA APPROVED 2018-01-09
  • NV RA
    APPROVED
    Since 2021-01-21
  • TX RA
    APPROVED
    Since 2018-03-07
  • CA RA
    APPROVED
    Since 2018-01-09

Branch Locations

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Rafael CA 11/2017 Present
American Adventures Santa Rosa CA 04/2013 10/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-09
  • S66 Uniform Combined State Law Examination
    2018-01-09
Other Names
  • Brian Gallagher

View on SEC IAPD

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Other Offices

COHEN CAPITAL MANAGEMENT INC · CORTE MADERA, CA
AVILA REAL ESTATE CAPITAL · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
J.P. MORGAN SECURITIES LLC · CORTE MADERA, CA
PATHBREAKER VENTURES II, LLC · CORTE MADERA, CA
PATHBREAKER VENTURES III, LLC · CORTE MADERA, CA
PATHBREAKER VENTURES, LLC · CORTE MADERA, CA

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