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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-08-15 |
| CA | RA | APPROVED | 2020-11-17 |
| TX | RA | APPROVED | 2020-11-16 |
Branch Locations
770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States
Jacksonville, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Mill Valley | CA | 08/2010 | 11/2020 |
| Bank Of America,Na | Mill Valley | CA | 09/2010 | 11/2020 |
| Well Fargo Clearing Services, Llc | San Rafael | CA | 11/2020 | Present |
ASHLAND GUN & ARCHERY CLUB, NOT INVT RELATED, ASHLAND, OR, SHOTGUN INSTRUCTOR, START DATE 12/1/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, SHOTGUN LESSONS. JOSEPHINE COUNTY SPORTSMANS CLUB, NOT INVT RELATED, GRANTS PASS, OR, SHOTGUN INSTRUCTOR, START DATE 12/1/2020, 3 HRS PER MONTH, 0 HRS DURING TRADING, SHOTGUN LESSONS. ROGUE VALLEY YOUNG GUNS; NOT INV. RELATED; GRANTS PASS,OR; HEAD COACH; START DATE 10/01/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; TRAP SKEET, SPORTING CLAYS, AND SHOTGUN COACHING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-15 |
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