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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-01-11 |
Branch Locations
162 North Main Street, Ste 200, Barre, VT 05641 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Barre | VT | 04/2009 | Present |
1. 04/02/2009 - REAL ESTATE RENTAL - PERSONALLY OWNED COMMERCIAL PROPERTIES. - TIME SPENT 1% - PLAINFIELD, VT & CORINTH, VT. 2. 8/24/2009 - NON-VARIABLE INSURANCE DBA - GRANITE FINANCIAL GROUP - RUNNING ALL INSURANCE THROUGH LPL WITH THE EXCEPTION OF NATIONAL LIFE GROUP. - TIME SPENT 5% - BARRE, VT. 3. 12/1/2010 - NON-VARIABLE INSURANCE - SALE OF LTC, DISABILITY AND FIXED ANNUITIES. - TIME SPENT 1% - BARRE, VT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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