Maurice Brent Sleeper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial
  Barre, VT

Previous Registrations

• 2002-03-28 → 2009-04-03
  Equity Services, Inc.
  Colchester, VT
  Barre, VT
  Burlington, VT

Other Businesses

1. 04/02/2009 - REAL ESTATE RENTAL - PERSONALLY OWNED COMMERCIAL PROPERTIES. - TIME SPENT 1% - PLAINFIELD, VT & CORINTH, VT. 2. 8/24/2009 - NON-VARIABLE INSURANCE DBA - GRANITE FINANCIAL GROUP - RUNNING ALL INSURANCE THROUGH LPL WITH THE EXCEPTION OF NATIONAL LIFE GROUP. - TIME SPENT 5% - BARRE, VT. 3. 12/1/2010 - NON-VARIABLE INSURANCE - SALE OF LTC, DISABILITY AND FIXED ANNUITIES. - TIME SPENT 1% - BARRE, VT

Exams

• S66 Uniform Combined State Law Examination
  2002-02-25
• S63 Uniform Securities Agent State Law Examination
  1993-02-05

Other Names

• M Brent Sleeper