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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2017-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Barre | VT | 06/2014 | Present |
COURTNEY'S ALLIES INC., INV RELATED, BARRE, VT, TREASURER, START 4/25/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, PROVIDING OVERSIGHT OF BANK ACCOUNT AND RECORD KEEPING OF FUNDS RECEIVED FROM FUNDRAISING AND DONATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
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