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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-13 |
| VT | RA | APPROVED | 1997-01-23 |
Branch Locations
14 N Main St, Ste 2001, Barre, VT 05641-4197 • United States
46 E State St Fl 1St, Montpelier, VT 05602 • United States
New Haven, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Barre | VT | 10/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Barre | VT | 03/2020 | Present |
Real Estate Ownership; Old campground in Port Henry, NY, not currently in operation, that includes several cabins, a house, and land.; PO Box 1014, , Montpelier, VT, 5601; Investment-Related; 11/16/2019 / Multiple properties; Main St, , Port Henry, NY, 12974; Investment-Related; 01/15/2020. Business Ownership; 17 East Holdings, LLC; ; Use to pay Administrative Expenses; PO Box 1014 Montpelier, VT 05601, ,; Not Investment-Related; 10/01/2015; 1 to 9 hours per month; 0 during trading hours / Craig Harbor Canyon LLC; Handle the bookkeeping aspect of the business; Real Estate rental; Main St, , Port Henry, NY, 12974; Investment-Related; 11/16/2019; 1 to 9 hours per month; 0 during trading hours / Anden Properties, LLC; Bookkeeping; Real Estate; Main St, , Port Henry, NY, 12974; Investment-Related; 01/15/2020; 1 to 9 hours per month; 0 during trading hours / Palmer Family Businesses; Administrative; Farm; 1685 Main St, , New Haven, VT, 5472; Not Investment-Related; 01/01/1984; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Green Up Vermont; Board Member; PO Box 1191, , Montpelier, VT, 05601; Not Investment-Related; 12/16/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 17 East Holdings, LLC; Chief Executive Manager - Manage my AMPF office and employees; ; 14 North Main St, Suite 2001, , Barre, VT, 5641; Not Investment-Related; 02/25/2021; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Misty Knoll Farms; Admin support for family farm.; 1685 Main St , , New Haven , VT, 05472; Not Investment-Related; 12/16/2024; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-08 |
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