Eleanor Tobin Stubbs

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 11/2020
  Tiaa
  Williston, VT
• 03/2015 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Williston, VT
• 12/2020 → Present
  Ameriprise Financial Services Llc
  Barre, VT

Previous Registrations

• 2015-04-17 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Williston, VT
• 2009-12-16 → 2015-03-27
  People'S Securities, Inc.
  Montpelier, VT
  Waterbury, VT
• 2007-11-08 → 2009-10-28
  Chittenden Securities, Llc.
  Barre, VT
  Montpelier, VT

Exams

• S66 Uniform Combined State Law Examination
  2006-03-28
• S63 Uniform Securities Agent State Law Examination
  1996-07-25
• S65 Uniform Investment Adviser Law Examination
  1996-07-25

Designations

• Certified Financial Planner

Other Names

• Ellie Tobin
• Eleanor Ann Tobin
• Eleanor T Stubbs
• Ellie Tobin Stubbs