Timothy Joseph Casey

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  New York, NY

Other Businesses

LAKEVIEW AVENUE HOMEOWNERS ASSOCIATION; NOT INV. RELATED; CORTLANDT MANOR, NY; PRESIDENT; START DATE 1/2024; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: PRESIDE OVER QUARTERLY MEETINGS, DISCUSS AND VOTE ON MAINTENANCE / NEEDED UPGRADES TO PROPERTY, DISCUSS EVENTS PLANNED FOR COMMUNITY AND SUMMER PARTY. LAKEVIEW HOMEOWNERS ASSOCIATION; NOT INV RELATED;CORTLANDT MANOR,NY; HOMEOWNERS ASSOCIATION; PRESIDENT; START DATE: 04/11/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2007-06-28
• S63 Uniform Securities Agent State Law Examination
  1999-09-07

Other Names

• Timothy Casey