Michael Patrick King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2018
  Gibraltar Private
  New York, NY
• 03/2018 → Present
  First Horizon Bank
  New York, NY
• 08/2025 → Present
  Lpl Financial Llc
  Memphis, TN

Previous Registrations

• 2024-03-27 → 2025-08-21
  First Horizon Advisors, Inc.
  New York, NY
  Memphis, TN
• 2012-09-20 → 2013-08-06
  People'S Securities, Inc.
  Wethersfield, CT
  Bridgeport, CT
• 2002-04-24 → 2002-11-06
  Chase Investment Services Corp.
  New York, NY

Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/24/2025 2. 08/21/2025- First Horizon Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 08/07/2013- 40 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-11
• S63 Uniform Securities Agent State Law Examination
  2007-08-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant