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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
| TX | RA | APPROVED | 2006-06-28 |
Branch Locations
539 Bielenberg Drive Suite 135, Woodbury, MN 55125 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Saint Anthony | MN | 09/1996 | Present |
| Focus Financial Network, Inc. | Saint Anthony | MN | 09/1996 | Present |
1. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 09/26/1996 ADDRESS: 539 Bielenberg Drive, Suite 135,, Woodbury MN 55125, United States DESCRIPTION: sale and service of fixed insurance products 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 85 START DATE: 09/27/1996 ADDRESS: 539 Bielenberg Drive, Suite 135, Woodbury MN 55125, United States DESCRIPTION: Discussion with clients, trade executions per client direction, process transactions for clients per client requests, evaluate portfolios per client objectives
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-08 |
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